RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z••••• T••••
- C••• I••••••••• A•••••••• I••• independent RIA currentsince Jan 27, 2025 · Jersey City, Nj
- P•••• S••••••••• L•• no RAUMJul 1, 2024 to Sep 30, 2024 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 14, 2022 to Apr 23, 2024 · New York, Ny
- P•••• S••••••••• L•• to C••• I••••••••• A•••••••• I•••left Sep 30, 2024, registered Jan 27, 2025 (119 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••••• G••••• M•••••• I••• to P•••• S••••••••• L••left Apr 23, 2024, registered Jul 1, 2024 (69 days) · Affiliated broker-dealer or bank to another · moved with a team
- Zohaib Tariq left Pruco Securities, Llc for Cape Investment Advisory, Inc. (registered 2025-01-27)Sep 30, 2024 · Advisor changed firm · fact
- Zohaib Tariq left Citigroup Global Markets Inc. for Pruco Securities, Llc (registered 2024-07-01)Apr 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address