DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••••• R••• R•••••••

C••••••• P•••••• W•••••BD affiliatedNewport Beach, Ca dual registrantIAPD 5304772

Feed of 09/15/2026

Also filed as Kristopher R••• Ferster

At current firm

1 y

since Mar 11, 2025

In the industry

18 y

since Feb 5, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P•••••• W••••• BD affiliated current
since Mar 11, 2025 · Newport Beach, Ca
C••••••• S••••••••• I••• BD affiliated current
since Mar 11, 2025 · Newport Beach, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 18, 2020 to Mar 13, 2025 · Newport Beach, Ca
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Dec 11, 2013 to Feb 7, 2014 · Huntington Beach, Ca
L•• F•••••••• L•• BD affiliated
Oct 11, 2012 to Aug 21, 2013 · Irvine, Ca
P•••• S••••••••• L•• no RAUM
Mar 23, 2012 to Oct 9, 2012 · Irvine, Ca
C•••• I••••••••• S••••••• C•••• former
May 11, 2009 to Oct 8, 2010 · San Diego, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 5, 2008 to Mar 26, 2009 · Encinitas, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• P•••••• W•••••
left Mar 13, 2025, registered Mar 11, 2025 (-2 days) · Wirehouse to independent RIA
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 7, 2014, registered Feb 18, 2020 (2202 days) · Other
L•• F•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Aug 21, 2013, registered Dec 11, 2013 (112 days) · Other
P•••• S••••••••• L•• to L•• F•••••••• L••
left Oct 9, 2012, registered Oct 11, 2012 (2 days) · Other
C•••• I••••••••• S••••••• C•••• to P•••• S••••••••• L••
left Oct 8, 2010, registered Mar 23, 2012 (532 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to C•••• I••••••••• S••••••• C••••
left Mar 26, 2009, registered May 11, 2009 (46 days) · Other

Signals

K•••••••• R••• R••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••••••• S••••••••• I••• (registered 2025-03-11)
Mar 13, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address