DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nicholas Winford Hughes
Certified Financial Planner
Feed of 09/15/2026
Also filed as Nick Hughes
At current firm
7 y
since Jan 23, 2019
In the industry
18 y
since Aug 18, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Visionary Horizons, LLC independent RIA currentsince Jan 23, 2019 · Chattanooga, Tn
- Innovative Advisory Partners, LLC independent RIAFeb 7, 2017 to Jan 11, 2019 · Hixson, Tn
- Innovative Advisory Partners, LLC independent RIAFeb 17, 2011 to Dec 31, 2016 · Hixson, Tn
- LPL Financial LLC BD affiliatedMay 17, 2010 to Dec 21, 2011 · Hixson, Tn
- Raymond James & Associates, Inc. national BDSep 8, 2008 to May 17, 2010 · Hixson, Tn
Moves
a registration end followed by a registration begin elsewhere
- Innovative Advisory Partners, LLC to Visionary Horizons, LLCleft Jan 11, 2019, registered Jan 23, 2019 (12 days) · RIA to RIA
- LPL Financial LLC to Innovative Advisory Partners, LLCleft Dec 21, 2011, registered Feb 17, 2011 (-307 days) · Other
- Raymond James & Associates, Inc. to LPL Financial LLCleft May 17, 2010, registered May 17, 2010 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address