RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• H•• C•••••••
- G••••••••• A••••••• independent RIA currentsince Jun 7, 2021 · Dallas, Tx
- I•••••• I••••••••• L•• asset managerJul 10, 2020 to May 20, 2021 · Meridian, Id
- U•••••• F••••••••• L•• unclassifiedAug 28, 2018 to Mar 2, 2020 · Rockville, Md
- A••••• S•••• F••••••••• L•• formerFeb 20, 2018 to Jul 16, 2018 · Bethesda, Md
- G••••••••• A••••••• independent RIASep 14, 2009 to Jan 31, 2018 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 22, 2007 to Aug 19, 2008 · Dallas, Tx
- I•••••• I••••••••• L•• to G••••••••• A•••••••left May 20, 2021, registered Jun 7, 2021 (18 days) · Other
- U•••••• F••••••••• L•• to I•••••• I••••••••• L••left Mar 2, 2020, registered Jul 10, 2020 (130 days) · Other
- A••••• S•••• F••••••••• L•• to U•••••• F••••••••• L••left Jul 16, 2018, registered Aug 28, 2018 (43 days) · Other
- G••••••••• A••••••• to A••••• S•••• F••••••••• L••left Jan 31, 2018, registered Feb 20, 2018 (20 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G••••••••• A•••••••left Aug 19, 2008, registered Sep 14, 2009 (391 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address