DFX Intelligence
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Registered advisor
D•••• F•••••• M•••••
Feed of 09/15/2026
At current firm
19 y
since Jun 13, 2007
In the industry
19 y
since Mar 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
4
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 13, 2021 · Wexford, Pa
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset manager currentsince Jan 7, 2011 · Wexford, Pa
- F•••••••• S••••••••• C•••• no RAUM currentsince Nov 11, 2009 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutional currentsince Jun 13, 2007 · Pittsburgh, Pa
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerJan 7, 2011 to Dec 31, 2011 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• G••••• I••••••••• M••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Dec 31, 2011, registered Jan 7, 2011 (-358 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address