RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• R•• N•••
- S••••••••• L•• state registered currentsince Jan 7, 2021 · Palm Beach Gardens, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 26, 2015 to Jan 2, 2021 · Palm Beach Gardens, Fl
- B••••••• C•••••• I••• formerDec 18, 2014 to Nov 12, 2015 · Palm Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••••• L••left Jan 2, 2021, registered Jan 7, 2021 (5 days) · Wirehouse to a state-registered adviser
- B••••••• C•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 12, 2015, registered Oct 26, 2015 (-17 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address