DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Victoria Ann Mercado
Certified Financial Planner
Feed of 09/14/2026
Also filed as Victoria Ann Ofenloch
At current firm
3 y
since Sep 23, 2022
In the industry
16 y
since Feb 26, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mma Securities LLC no RAUM currentsince Sep 23, 2022 · Schaumburg, Il
- Kestra Advisory Services, LLC BD affiliatedAug 11, 2016 to Jul 1, 2020 · Chicago, Il
- Nfp Advisor Services, LLC formerMay 19, 2016 to Sep 22, 2016 · Chicago, Il
- Genfi LLC state registeredNov 26, 2013 to Dec 31, 2015 · Chicago, Il
- Mediqus Asset Advisors, Inc. independent RIAFeb 26, 2010 to Oct 1, 2012 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Kestra Advisory Services, LLC to Mma Securities LLCleft Jul 1, 2020, registered Sep 23, 2022 (814 days) · Other
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Aug 11, 2016 (-42 days) · corporate re-registration, not a move
- Genfi LLC to Nfp Advisor Services, LLCleft Dec 31, 2015, registered May 19, 2016 (140 days) · Other
- Mediqus Asset Advisors, Inc. to Genfi LLCleft Oct 1, 2012, registered Nov 26, 2013 (421 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address