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Registered advisor
M••••••• A•••••••• P••••
Feed of 09/14/2026
Also filed as M••••••• E••••• A••••••••• E• A•••••••• P••••••••• A•••••••• P••••••••• E••••• A•••••••• P••••••••• E••••• A••••••••• E••••• A•••••••• P••••••••• A• P••••
At current firm
7 y
since Dec 14, 2018
In the industry
18 y
since Mar 28, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 14, 2018 · Greenwood Village, Co
- J••• M••••• S••••••••• L•• wirehouseJun 6, 2016 to Mar 22, 2017 · Englewood, Co
- A••••• A•• P••••••• S••••••• BD affiliatedNov 10, 2011 to Dec 21, 2015 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to E•••••• A••••••• G••••• L••left Mar 22, 2017, registered Dec 14, 2018 (632 days) · Other
- A••••• A•• P••••••• S••••••• to J••• M••••• S••••••••• L••left Dec 21, 2015, registered Jun 6, 2016 (168 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address