RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••••• V••••••
- M•••• G•••• A••••••• mixed wealth currentsince Jan 2, 2025 · Greenviile, Sc
- R••••••••• F•••••• A•••••••• L•• unclassifiedFeb 17, 2009 to Dec 31, 2018 · Greenville, Sc
- H••••• M•••••• I••••••••• A••••••• I•• independent RIASep 19, 2007 to Oct 7, 2008 · Simpsonville, Sc
- R••••••••• F•••••• A•••••••• L•• to M•••• G•••• A•••••••left Dec 31, 2018, registered Jan 2, 2025 (2194 days) · Other · moved with a team
- H••••• M•••••• I••••••••• A••••••• I•• to R••••••••• F•••••• A•••••••• L••left Oct 7, 2008, registered Feb 17, 2009 (133 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address