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Registered advisor
J•••• T••• T•••••
Feed of 09/14/2026
Also filed as J•••• T••• T•••••
At current firm
12 y
since Feb 18, 2014
In the industry
16 y
since Oct 8, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 18, 2014 · Fort Mill, Sc
- U•• F•••••••• S••••••• I••• wirehouseFeb 6, 2012 to Feb 4, 2014 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 11, 2011 to Dec 19, 2011 · Charlotte, Nc
- N•• E•••••• S••••••••• C••••••••• formerOct 16, 2009 to Jul 1, 2011 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Feb 4, 2014, registered Feb 18, 2014 (14 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Dec 19, 2011, registered Feb 6, 2012 (49 days) · Wirehouse to wirehouse
- N•• E•••••• S••••••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 1, 2011, registered Oct 11, 2011 (102 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address