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Registered advisor
K••••••• H•
Feed of 09/14/2026
Also filed as Kyle Hu
At current firm
4 y
since Feb 15, 2022
In the industry
14 y
since Jul 18, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Feb 15, 2022 · Rowland Heights, Ca
- P•••• S••••••••• L•• no RAUMDec 16, 2020 to Feb 7, 2022 · Irvine, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMay 9, 2019 to Dec 18, 2020 · Irvine, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 2, 2018 to Apr 23, 2019 · Rowland Heights, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 18, 2017 to Dec 22, 2017 · San Marino, Ca
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to C•••••• S••••• • C••• I•••left Feb 7, 2022, registered Feb 15, 2022 (8 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Dec 18, 2020, registered Dec 16, 2020 (-2 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Apr 23, 2019, registered May 9, 2019 (16 days) · Affiliated broker-dealer or bank to another
Signals
- K••••••• H• left P•••• S••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2022-02-15)Feb 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address