DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Hart
Feed of 09/14/2026
Also filed as Michael Francis Hart
At current firm
0 y
since Jul 17, 2026
In the industry
19 y
since Sep 10, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Neuberger Berman Bd LLC no RAUM currentsince Jul 17, 2026 · New York, Ny
- Ameriprise Financial Services, LLC national BDSep 11, 2007 to Jun 25, 2008 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Neuberger Berman Bd LLCleft Jun 25, 2008, registered Jul 17, 2026 (6596 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address