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Registered advisor
J••••••• R•••••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Jan 4, 2021
In the industry
19 y
since Jul 3, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince Jan 4, 2021 · Salt Lake City, Ut
- C••• F•••••••• S•••••••• L••• formerJan 2, 2020 to Dec 18, 2020 · Salt Lake City, Ut
- C••••• A•••••• N••••••• L•• formerMay 22, 2008 to Dec 24, 2019 · Holliday, Ut
- M••••• S•••••• • C•• L•• unclassifiedJul 16, 2007 to Apr 11, 2008 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to S•••••• W••••• P•••••••• L••left Dec 18, 2020, registered Jan 4, 2021 (17 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••• F•••••••• S•••••••• L•••left Dec 24, 2019, registered Jan 2, 2020 (9 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• • C•• L•• to C••••• A•••••• N••••••• L••left Apr 11, 2008, registered May 22, 2008 (41 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address