RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• S•••• S••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Inver Grove Heights, Mn
- A•••••• A••••••• S••••••• formerJan 9, 2014 to Sep 5, 2025 · Golden Valley, Mn
- S••••• F•••••••• S•••••••• I••• formerMar 30, 2010 to Dec 31, 2010 · Bloomington, Mn
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJul 25, 2007 to Apr 4, 2008 · Buffalo Grove, Il
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- S••••• F•••••••• S•••••••• I••• to A•••••• A••••••• S•••••••left Dec 31, 2010, registered Jan 9, 2014 (1105 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to S••••• F•••••••• S•••••••• I•••left Apr 4, 2008, registered Mar 30, 2010 (725 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address