RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A••••••• S•••••
- Professional profile
- linkedin.com/in/scott-swartzreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A••••••••• state registered currentsince May 9, 2019 · Needham, Ma
- T•• F•••••••• M••••••••• I•• independent RIAJun 5, 2012 to Feb 20, 2019 · Boston, Ma
- T•• C••••• G••••• L•• unclassifiedJul 3, 2008 to Nov 29, 2011 · Boston, Ma
- T•• F•••••••• M••••••••• I•• to A•••••••••left Feb 20, 2019, registered May 9, 2019 (78 days) · RIA to a state-registered adviser
- T•• C••••• G••••• L•• to T•• F•••••••• M••••••••• I••left Nov 29, 2011, registered Jun 5, 2012 (189 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address