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Registered advisor
T•••• B•••• D•••••
Feed of 09/15/2026
Also filed as T•••• Marie B••••
At current firm
5 y
since Jun 3, 2021
In the industry
19 y
since Jun 1, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 3, 2021 · Franklin, Tn
- F••••••• P••••••• A•• W•••••••• A••••••• formerJan 21, 2021 to May 12, 2021 · Franklin, Tn
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 23, 2011 to Dec 31, 2020 · Brentwood, Tn
- T• A••••••••• I••• formerSep 23, 2011 to Jan 11, 2021 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••left May 12, 2021, registered Jun 3, 2021 (22 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 11, 2021, registered Jan 21, 2021 (10 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Sep 23, 2011 (-3387 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address