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Registered advisor
B•••••• K•••••
Feed of 09/14/2026
Also filed as B•••••• K••••••••• S••••••••• K•••••
At current firm
4 y
since Oct 7, 2021
In the industry
19 y
since Sep 13, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Oct 7, 2021 · Plymouth, Mn
- L•• F•••••••• L•• BD affiliatedAug 18, 2021 to Oct 7, 2021 · Plymouth, Mn
- P•• W••••• M••••••••• BD affiliatedJun 25, 2013 to May 16, 2016 · Avon, Oh
- S•••••••• A••••••• L•• national BDApr 19, 2012 to Mar 6, 2013 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Oct 7, 2021, registered Oct 7, 2021 (0 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to L•• F•••••••• L••left May 16, 2016, registered Aug 18, 2021 (1920 days) · Other
- S•••••••• A••••••• L•• to P•• W••••• M•••••••••left Mar 6, 2013, registered Jun 25, 2013 (111 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address