K•••• L••• C••••••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 9, 2021 · East Amherst, Ny
• M•• S••••••••• I••• unclassified
  Feb 12, 2015 to Jun 9, 2021 · Snyder, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Feb 22, 2010 to Feb 10, 2015 · Depew, Ny
• E•••••••• A•••••••• L•• national BD
  May 20, 2008 to Jan 11, 2010 · Williamsville, Ny

• M•• S••••••••• I••• to L•• F•••••••• L••
  left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
• H••• S••••••••• •••• I••• to M•• S••••••••• I•••
  left Feb 10, 2015, registered Feb 12, 2015 (2 days) · Other
• E•••••••• A•••••••• L•• to H••• S••••••••• •••• I•••
  left Jan 11, 2010, registered Feb 22, 2010 (42 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

19derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address