DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D••••• E•••• W••••••
Feed of 09/14/2026
At current firm
12 y
since Mar 11, 2014
In the industry
18 y
since Nov 8, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 11, 2014 · Dothan, Al
- W•••• F•••• A••••••• wirehouseJun 14, 2012 to Feb 6, 2014 · Dothan, Al
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 21, 2010 to Nov 22, 2011 · Birmingham, Al
- W•••• F•••• A••••••• wirehouseNov 9, 2007 to Jul 9, 2010 · Dothan, Al
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••left Feb 6, 2014, registered Mar 11, 2014 (33 days) · Other
- V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Nov 22, 2011, registered Jun 14, 2012 (205 days) · Other
- W•••• F•••• A••••••• to V•••• F•••••••• A•••••••• I•••left Jul 9, 2010, registered Jul 21, 2010 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address