DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alejandro Antonio Bueno
Feed of 09/14/2026
Also filed as Alex Bueno
At current firm
8 y
since Sep 20, 2017
In the industry
14 y
since Nov 30, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Sep 20, 2017 · Clearwater, Fl
- Darwin Wealth Management independent RIADec 21, 2016 to Sep 14, 2017 · Tampa, Fl
- Northwestern Mutual Investment Services,LLC no RAUMFeb 3, 2015 to Sep 14, 2016 · Tampa, Fl
- Raymond James & Associates, Inc. national BDDec 2, 2011 to Jun 17, 2013 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- Darwin Wealth Management to Ameriprise Financial Services, LLCleft Sep 14, 2017, registered Sep 20, 2017 (6 days) · Other
- Northwestern Mutual Investment Services,LLC to Darwin Wealth Managementleft Sep 14, 2016, registered Dec 21, 2016 (98 days) · Other
- Raymond James & Associates, Inc. to Northwestern Mutual Investment Services,LLCleft Jun 17, 2013, registered Feb 3, 2015 (596 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address