J•••••• M• L••••••

• T• P•••••• C••••• W••••• L•• BD affiliated current
  since Dec 4, 2024 · Mount Laurel, Nj
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 5, 2014 to Nov 28, 2022 · Jersey City, Nj
• U•• F•••••••• S••••••• I••• wirehouse
  Jun 4, 2008 to Jan 28, 2013 · Weehawken, Nj

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• P•••••• C••••• W••••• L••
  left Nov 28, 2022, registered Dec 4, 2024 (737 days) · Wirehouse to affiliated broker-dealer or bank
• U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jan 28, 2013, registered Mar 5, 2014 (401 days) · Wirehouse to wirehouse

• ••• Locked
  Nov 28, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address