DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samuel William Baynes
Feed of 09/14/2026
Also filed as Samuel William Baynes
At current firm
3 y
since Sep 21, 2022
In the industry
14 y
since Mar 9, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Baynes Investment Counsel LLC state registered currentsince Sep 21, 2022 · Fort Worth, Tx
- LPL Financial LLC BD affiliatedAug 29, 2019 to Oct 3, 2022 · Mason, Oh
- Securities America Advisors, Inc. formerAug 29, 2014 to Aug 29, 2019 · Mason, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 12, 2012 to Aug 30, 2014 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Baynes Investment Counsel LLCleft Oct 3, 2022, registered Sep 21, 2022 (-12 days) · RIA to a state-registered adviser
- Securities America Advisors, Inc. to LPL Financial LLCleft Aug 29, 2019, registered Aug 29, 2019 (0 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Securities America Advisors, Inc.left Aug 30, 2014, registered Aug 29, 2014 (-1 days) · Other
Signals
- Samuel William Baynes left Lpl Financial Llc for Baynes Investment Counsel Llc (registered 2022-09-21)Oct 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address