RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• E••••• L•••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Metairie, La
- N••• F•••••••• G••••• I••• formerApr 2, 2018 to Jul 10, 2025 · San Antonio, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Apr 2, 2018 · Kenner, La
- C••••• I••••••••• S••••••• L•• formerApr 11, 2013 to Jan 21, 2014 · St Cloud, Mn
- M•• F•••••••• S•••••••• I••• formerApr 20, 2011 to Jan 10, 2013 · Metairie, La
- C•••• I••••••••• S••••••• C•••• formerJun 18, 2010 to Mar 17, 2011 · Mandeville, La
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to N••• F•••••••• G••••• I•••left Apr 2, 2018, registered Apr 2, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••left Jan 10, 2013, registered Apr 11, 2013 (91 days) · Other
- C•••• I••••••••• S••••••• C•••• to M•• F•••••••• S•••••••• I•••left Mar 17, 2011, registered Apr 20, 2011 (34 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address