DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D••••• B•••
Feed of 09/15/2026
At current firm
15 y
since Feb 4, 2011
In the industry
18 y
since Nov 24, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 4, 2011 · Vienna, Va
- A••••••••• F•••••••• S•••••••• L•• national BDMar 15, 2010 to Jan 4, 2011 · Centreville, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 15, 2009 to Oct 14, 2009 · Mclean, Va
- W•••••• • R••• formerJan 14, 2009 to Jun 8, 2009 · Vienna, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 26, 2007 to Dec 22, 2008 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 4, 2011, registered Feb 4, 2011 (31 days) · Affiliated broker-dealer or bank to wirehouse
- M•• I•••••••• S•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Oct 14, 2009, registered Mar 15, 2010 (152 days) · Other
- W•••••• • R••• to M•• I•••••••• S•••••••• L••left Jun 8, 2009, registered Sep 15, 2009 (99 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••left Dec 22, 2008, registered Jan 14, 2009 (23 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address