RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• R••••••• R•••••
- M••••• G•••• I••••••••• A•••••••• L•• independent RIA currentsince Jul 27, 2022 · St. Louis, Mo
- S••••• C•••••• M••••••••• L•• independent RIAFeb 10, 2017 to Jul 26, 2022 · Sunset Hills, Mo
- S••••• C•••••• M••••••••• L•• to M••••• G•••• I••••••••• A•••••••• L••left Jul 26, 2022, registered Jul 27, 2022 (1 days) · RIA to RIA
- A••••• R••••••• R••••• left S••••• C•••••• M••••••••• L•• for M••••• G•••• I••••••••• A•••••••• L•• (registered 2022-07-27)Jul 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address