RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T•••••• L•• asset manager currentsince Jun 4, 2025 · Dorado, Pr
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 30, 2022 to Feb 10, 2025 · San Juan, Pr
- X••••••• C•••••• otherOct 1, 2018 to May 11, 2022 · Guaynabo, Pr
- M•• I•••••••• S•••••••• L•• to T•••••• L••left Feb 10, 2025, registered Jun 4, 2025 (114 days) · Other
- X••••••• C•••••• to M•• I•••••••• S•••••••• L••left May 11, 2022, registered Sep 30, 2022 (142 days) · Other
- R•••• A•••••• T•••• V••••• left M•• I•••••••• S•••••••• L•• for T•••••• L•• (registered 2025-06-04)Feb 10, 2025 · Advisor changed firm · fact
- R•••• A•••••• T•••• V••••• left X••••••• C•••••• for M•• I•••••••• S•••••••• L•• (registered 2022-09-30)May 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address