RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• G••••••• D• C•••••••
- L••• A••••••• P••••••• independent RIA currentsince Apr 29, 2025 · Coral Gables, Fl
- C•••• G••••• A••••••• formerSep 1, 2022 to Sep 18, 2023 · Cdmx
- U•• F•••••••• S••••••• I••• wirehouseJun 20, 2019 to Nov 10, 2021 · Weehawken, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 13, 2015 to Jan 16, 2019 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseJan 1, 2010 to Sep 12, 2014 · New York, Ny
- U•• I••••••••• I••• unclassifiedJan 22, 2009 to Jan 1, 2010 · New York, Ny
- C•••• G••••• A••••••• to L••• A••••••• P•••••••left Sep 18, 2023, registered Apr 29, 2025 (589 days) · RIA to RIA · moved with a team
- U•• F•••••••• S••••••• I••• to C•••• G••••• A•••••••left Nov 10, 2021, registered Sep 1, 2022 (295 days) · Wirehouse to independent RIA
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Jan 16, 2019, registered Jun 20, 2019 (155 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Sep 12, 2014, registered Feb 13, 2015 (154 days) · Other
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
- M••••• G••••••• D• C••••••• left C•••• G••••• A••••••• for L••• A••••••• P••••••• (registered 2025-04-29)Sep 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address