DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gabriella Sheffield
Certified Financial Planner
Feed of 09/15/2026
At current firm
8 y
since Feb 26, 2018
In the industry
18 y
since Jan 18, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Northwest Asset Management independent RIA currentsince Feb 26, 2018 · Mercer Island, Wa
- Advanced Practice Advisors, LLC formerMay 19, 2016 to Jun 25, 2018 · La Quinta, Ca
- Gupta Wealth Management, LLC formerOct 31, 2014 to May 19, 2016 · San Diego, Ca
- UBS Financial Services Inc. wirehouseAug 24, 2012 to Sep 29, 2014 · San Diego, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Sep 4, 2012 · La Jolla, Ca
- Banc Of America Investment Services, Inc. unclassifiedJan 22, 2008 to Oct 23, 2009 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Advanced Practice Advisors, LLC to Northwest Asset Managementleft Jun 25, 2018, registered Feb 26, 2018 (-119 days) · Other
- Gupta Wealth Management, LLC to Advanced Practice Advisors, LLCleft May 19, 2016, registered May 19, 2016 (0 days) · Other
- UBS Financial Services Inc. to Gupta Wealth Management, LLCleft Sep 29, 2014, registered Oct 31, 2014 (32 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.left Sep 4, 2012, registered Aug 24, 2012 (-11 days) · Wirehouse to wirehouse
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address