R••• K•••• B•••

• L•• F•••••••• L•• BD affiliated current
  since Jul 21, 2021 · Thomasville, Ga
• W•••••• • R••• former
  Jun 28, 2013 to Jul 21, 2021 · Thomasville, Ga
• L•• F•••••••• L•• BD affiliated
  Mar 12, 2009 to Jul 10, 2013 · Tallahassee, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Nov 18, 2008 to Feb 11, 2009 · Tallahassee, Fl
• M••••• S•••••• • C•• L•• unclassified
  Nov 16, 2007 to Sep 17, 2008 · Tallahassee, Fl

• W•••••• • R••• to L•• F•••••••• L••
  left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
• L•• F•••••••• L•• to W•••••• • R•••
  left Jul 10, 2013, registered Jun 28, 2013 (-12 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
  left Feb 11, 2009, registered Mar 12, 2009 (29 days) · Other
• M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Sep 17, 2008, registered Nov 18, 2008 (62 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address