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RIA Intelligence
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Registered advisor
C•••• R•••• O•••••••
Feed of 09/14/2026
Also filed as C•••• Crabb
At current firm
10 y
since Sep 28, 2015
In the industry
17 y
since Mar 27, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Sep 28, 2015 · San Diego, Ca
- H•••••• S••••••••• I••• BD affiliatedMar 30, 2009 to Oct 12, 2015 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- H•••••• S••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Oct 12, 2015, registered Sep 28, 2015 (-14 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address