L••••••• J••••• G••••••

• L•• F•••••••• L•• BD affiliated current
  since May 19, 2022 · Lutz, Fl
• C••• B•••••••• S•••••••• I••• former
  Jul 9, 2015 to May 24, 2022 · Tampa, Fl
• C••••• I••••••••• A••••••• L•• BD affiliated
  Feb 11, 2014 to May 27, 2015 · Clearwater, Fl
• C••• B•••••••• S•••••••• I••• former
  Sep 13, 2012 to Feb 6, 2014 · New Port Richey, Fl

• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left May 24, 2022, registered May 19, 2022 (-5 days) · corporate re-registration, not a move
• C••••• I••••••••• A••••••• L•• to C••• B•••••••• S•••••••• I•••
  left May 27, 2015, registered Jul 9, 2015 (43 days) · Other
• C••• B•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Feb 6, 2014, registered Feb 11, 2014 (5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address