DFX Intelligence
RIA Intelligence
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Registered advisor
F••••••• R• K•••
Feed of 09/14/2026
Also filed as F••••••• K•••
At current firm
3 y
since Feb 8, 2023
In the industry
15 y
since May 6, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 8, 2023 · San Diego, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 12, 2020 to Feb 8, 2023 · San Diego, Ca
- F•••• A••••• A••••••• S•••••••• I••• formerMar 23, 2018 to Nov 12, 2020 · San Diego, Ca
- F•••• A••••• S••••••••• I••• formerJan 6, 2017 to Mar 23, 2018 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Mar 23, 2018, registered Mar 23, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address