DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Lugo Young
Feed of 09/15/2026
At current firm
4 y
since Feb 14, 2022
In the industry
18 y
since Nov 1, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kestra Advisory Services, LLC BD affiliated currentsince Feb 14, 2022 · Orlando, Fl
- Concourse Financial Group Advisors formerMay 9, 2012 to Feb 25, 2022 · Melbourne, Fl
- Brokersxpress LLC formerMay 20, 2011 to May 7, 2012 · Rockledge, Fl
- Ameriprise Financial Services, LLC national BDOct 2, 2009 to May 19, 2011 · Minneapolis, Mn
- Ameriprise Advisor Services, Inc. unclassifiedSep 29, 2009 to Oct 9, 2009 · Viera, Fl
- UBS Financial Services Inc. wirehouseNov 5, 2007 to Oct 6, 2009 · Melbourne, Fl
Moves
a registration end followed by a registration begin elsewhere
- Concourse Financial Group Advisors to Kestra Advisory Services, LLCleft Feb 25, 2022, registered Feb 14, 2022 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- Brokersxpress LLC to Concourse Financial Group Advisorsleft May 7, 2012, registered May 9, 2012 (2 days) · Other
- Ameriprise Financial Services, LLC to Brokersxpress LLCleft May 19, 2011, registered May 20, 2011 (1 days) · Other
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 9, 2009, registered Oct 2, 2009 (-7 days) · corporate re-registration, not a move
- UBS Financial Services Inc. to Ameriprise Advisor Services, Inc.left Oct 6, 2009, registered Sep 29, 2009 (-7 days) · Other
Signals
- Stephen Lugo Young left Concourse Financial Group Advisors for Kestra Advisory Services, Llc (registered 2022-02-14)Feb 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address