M•••••• K•••••••••

Feed of 09/15/2026

At current firm

1 y

since Oct 25, 2024

In the industry

16 y

since Mar 15, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• I••••••••• A•••••••• L•• unclassified
Jun 5, 2020 to Apr 18, 2022 · Portland, Or
M••••• S•••••• wirehouse
Jan 10, 2017 to Jun 3, 2019 · New York, Ny
J••• M••••• S••••••••• L•• wirehouse
Dec 17, 2015 to Sep 21, 2016 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 18, 2012 to Nov 16, 2015 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

P•••••• I••••••••• A•••••••• L•• to E•••••• A••••••• G••••• L••
left Apr 18, 2022, registered Oct 25, 2024 (921 days) · Other
M••••• S•••••• to P•••••• I••••••••• A•••••••• L••
left Jun 3, 2019, registered Jun 5, 2020 (368 days) · Other
J••• M••••• S••••••••• L•• to M••••• S••••••
left Sep 21, 2016, registered Jan 10, 2017 (111 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Nov 16, 2015, registered Dec 17, 2015 (31 days) · Wirehouse to wirehouse

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address