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Registered advisor
C••••• R••••• B••••••••
Feed of 09/15/2026
Also filed as C••••• R••••• B••••••••
At current firm
11 y
since Jul 20, 2015
In the industry
18 y
since Nov 19, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 20, 2015 · San Antonio, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 7, 2013 to Mar 23, 2015 · San Antonio, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 8, 2012 to Jan 7, 2013 · Mcallen, Tx
- C•••• I••••••••• S••••••• C•••• formerDec 3, 2008 to Nov 19, 2010 · Mcallen, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Mar 23, 2015, registered Jul 20, 2015 (119 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 7, 2013, registered Jan 7, 2013 (0 days) · Other
- C•••• I••••••••• S••••••• C•••• to C•••••••• G••••• M•••••• I•••left Nov 19, 2010, registered Nov 8, 2012 (720 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address