DFX Intelligence
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Registered advisor
S••••••• G•••
Feed of 09/14/2026
Also filed as S••••••• E• P•••••
At current firm
12 y
since Feb 11, 2014
In the industry
18 y
since Nov 21, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• A••••••• L• asset manager currentsince Feb 11, 2014 · Wheaton, Il
- C•••• I••••••••• S••••••• C•••• formerNov 27, 2007 to Feb 28, 2011 · Wheaton, Il
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• A••••••• L•left Feb 28, 2011, registered Feb 11, 2014 (1079 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address