L••• A••••••• G•••••••

R•••••• J•••• • A••••••••• I•••national BDCoral Gables, Fldual registrantIAPD 5436462

Feed of 09/14/2026

Also filed as L••• G••••••••• A••••••• G••••••••• A• A••••••• G•••••••

At current firm

4 y

since Sep 19, 2022

In the industry

18 y

since Dec 13, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Sep 19, 2022 · Coral Gables, Fl
U•• F•••••••• S••••••• I••• wirehouse
Oct 9, 2013 to Sep 27, 2022 · Coral Gables, Fl
H••• S••••••••• •••• I••• BD affiliated
Feb 6, 2013 to Oct 8, 2013 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Sep 27, 2022, registered Sep 19, 2022 (-8 days) · Wirehouse to affiliated broker-dealer or bank
H••• S••••••••• •••• I••• to U•• F•••••••• S••••••• I•••
left Oct 8, 2013, registered Oct 9, 2013 (1 days) · Other

Signals

••• Locked
Sep 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address