DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••• A••• P•••••

E•••••••• A•••••••• L••national BDCharlotte, Nc dual registrantIAPD 5436611

Feed of 09/14/2026

Also filed as Chad Poires

At current firm

3 y

since Nov 21, 2022

In the industry

14 y

since May 24, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Nov 21, 2022 · Charlotte, Nc
L•• F•••••••• L•• BD affiliated
May 18, 2022 to Aug 30, 2022 · Randolph, Ma
C••• B•••••••• S•••••••• I••• former
Apr 5, 2022 to May 18, 2022 · Randolph, Ma
C••••••• S••••••••• I••• BD affiliated
Jun 9, 2015 to Jul 3, 2019 · Newton, Ma

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to E•••••••• A•••••••• L••
left Aug 30, 2022, registered Nov 21, 2022 (83 days) · RIA to affiliated broker-dealer or bank
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
C••••••• S••••••••• I••• to C••• B•••••••• S•••••••• I•••
left Jul 3, 2019, registered Apr 5, 2022 (1007 days) · Affiliated broker-dealer or bank to another

Signals

C••• A••• P••••• left L•• F•••••••• L•• for E•••••••• A•••••••• L•• (registered 2022-11-21)
Aug 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address