RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• F•••••• J•••••••••
- P••••••••• W••••• A••••••• state registered currentsince Jan 30, 2020 · Coral Springs, Fl
- A••••• P•••••• A•••••••• L•• formerDec 18, 2018 to Feb 4, 2020 · Coral Springs, Fl
- C•••••• G••••••• W••••• M••••••••• L•• formerApr 22, 2013 to Dec 31, 2018 · Fort Lauderdale, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJan 17, 2008 to Apr 5, 2013 · Ft Lauderdale, Fl
- A••••• P•••••• A•••••••• L•• to P••••••••• W••••• A•••••••left Feb 4, 2020, registered Jan 30, 2020 (-5 days) · RIA to a state-registered adviser · moved with a team
- C•••••• G••••••• W••••• M••••••••• L•• to A••••• P•••••• A•••••••• L••left Dec 31, 2018, registered Dec 18, 2018 (-13 days) · RIA to a newly registered adviser · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to C•••••• G••••••• W••••• M••••••••• L••left Apr 5, 2013, registered Apr 22, 2013 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address