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Registered advisor
F•••• F•••••• B•••••
Feed of 09/15/2026
Also filed as F•••• B•••••
At current firm
6 y
since Jan 10, 2020
In the industry
18 y
since Dec 29, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jan 10, 2020 · Cookeville, Tn
- U•• F•••••••• S••••••• I••• wirehouseMar 18, 2014 to Jan 21, 2020 · Cookeville, Tn
- C••••• C••••••• L•• formerJun 20, 2012 to Feb 25, 2014 · F••••Lin, Tn
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 27, 2010 to May 21, 2012 · Brentwood, Tn
- T• A••••••••• I••• formerJul 27, 2010 to May 21, 2012 · Nashville, Tn
- U•• F•••••••• S••••••• I••• wirehouseJan 2, 2008 to May 13, 2009 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Jan 21, 2020, registered Jan 10, 2020 (-11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C••••• C••••••• L•• to U•• F•••••••• S••••••• I•••left Feb 25, 2014, registered Mar 18, 2014 (21 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 21, 2012, registered Jul 27, 2010 (-664 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left May 21, 2012, registered Jul 27, 2010 (-664 days) · Other
- U•• F•••••••• S••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 13, 2009, registered Jul 27, 2010 (440 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address