RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••• M•••••
- G•••••• G••• F•••••••• state registered currentsince Aug 4, 2021 · Apple Valley, Mn
- O••••••••• institutionalDec 22, 2014 to Dec 16, 2021 · Golden Valley, Mn
- F•••••••• A•••••••• A••••••• S••••••• formerFeb 6, 2014 to Dec 31, 2014 · Olympia, Wa
- L•• F•••••••• L•• BD affiliatedJan 21, 2014 to Mar 3, 2016 · Golden Valley, Mn
- O••••••••• to G•••••• G••• F••••••••left Dec 16, 2021, registered Aug 4, 2021 (-134 days) · Other
- L•• F•••••••• L•• to F•••••••• A•••••••• A••••••• S•••••••left Mar 3, 2016, registered Feb 6, 2014 (-756 days) · Other
- F•••••••• A•••••••• A••••••• S••••••• to O•••••••••left Dec 31, 2014, registered Dec 22, 2014 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address