J••• P•••••• K•••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Nov 18, 2019 · Parker, Co
• K••••• A••••••• S•••••••• L•• BD affiliated
  May 15, 2017 to Oct 29, 2019 · Aurora, Co
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Aug 19, 2011 to May 24, 2017 · Parker, Co
• L•• F•••••••• L•• BD affiliated
  Aug 10, 2009 to Aug 29, 2011 · Elizabeth, Co
• E•••••••• A•••••••• L•• national BD
  Mar 27, 2008 to Aug 13, 2009 · Lakewood, Co

• K••••• A••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Oct 29, 2019, registered Nov 18, 2019 (20 days) · Affiliated broker-dealer or bank to another · moved with a team
• C•••••••• I••••••••• R••••••• A•••••••• I••• to K••••• A••••••• S•••••••• L••
  left May 24, 2017, registered May 15, 2017 (-9 days) · Other
• L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Aug 29, 2011, registered Aug 19, 2011 (-10 days) · Other
• E•••••••• A•••••••• L•• to L•• F•••••••• L••
  left Aug 13, 2009, registered Aug 10, 2009 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address