RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• H••••
- L•• H•••• A•• A••••••••• W••••• M••••••••• L•• state registered currentsince Apr 2, 2015 · Akron, Oh
- S•••••••• I••••••••• I••• formerJan 4, 2013 to Apr 28, 2015 · Dayton, Oh
- S•••• S••••••••• I•• unclassifiedJan 6, 2011 to Dec 31, 2012 · Dayton, Oh
- G••••• F•••••••• P•••••• C••••••• I••• formerMay 18, 2010 to Jan 13, 2011 · Akron, Oh
- S•••••••• I••••••••• I••• to L•• H•••• A•• A••••••••• W••••• M••••••••• L••left Apr 28, 2015, registered Apr 2, 2015 (-26 days) · Other
- S•••• S••••••••• I•• to S•••••••• I••••••••• I•••left Dec 31, 2012, registered Jan 4, 2013 (4 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to S•••• S••••••••• I••left Jan 13, 2011, registered Jan 6, 2011 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address