DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• R•• M•••••••
Feed of 09/15/2026
Also filed as B•••• M••••••••• R• M•••••••
At current firm
10 y
since Jan 12, 2016
In the industry
18 y
since Feb 14, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 12, 2016 · Royal Oak, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 21, 2010 to Dec 21, 2015 · Sarasota, Fl
- T• A••••••••• I••• formerSep 1, 2010 to Dec 21, 2015 · Sarasota, Fl
- E••••• J•••• national BDFeb 15, 2008 to Aug 31, 2009 · Clarkston, Mi
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 21, 2015, registered Sep 21, 2010 (-1917 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Dec 21, 2015, registered Jan 12, 2016 (22 days) · Other
- E••••• J•••• to T• A••••••••• I•••left Aug 31, 2009, registered Sep 1, 2010 (366 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address