RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••••• P•••••• T••••••
- F•••••••• F•••••••• M••••••••• L•• independent RIA currentsince Dec 21, 2016 · Lincoln, Ne
- E•••••••• W••••• M••••••••• formerFeb 8, 2016 to Jan 17, 2017 · Lincoln, Ne
- L•• F•••••••• L•• BD affiliatedAug 13, 2010 to Feb 5, 2016 · Lincoln, Ne
- S•••• H•••• A••••••• I•• formerJan 16, 2009 to Aug 13, 2010 · Lincoln, Ne
- E•••••••• W••••• M••••••••• to F•••••••• F•••••••• M••••••••• L••left Jan 17, 2017, registered Dec 21, 2016 (-27 days) · Other · moved with a team
- L•• F•••••••• L•• to E•••••••• W••••• M•••••••••left Feb 5, 2016, registered Feb 8, 2016 (3 days) · Other · moved with a team
- S•••• H•••• A••••••• I•• to L•• F•••••••• L••left Aug 13, 2010, registered Aug 13, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address