RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• B••••••••
- U•• A••••••• institutional currentsince Feb 12, 2014 · Glastonbury, Ct
- W••••••••• R••••••••• A••••••• institutionalApr 26, 2012 to Feb 19, 2014 · Aliso Viejo, Ca
- V•• G••••• R••••••••• S••••••••• L•• formerMar 1, 2011 to Mar 8, 2012 · Denver, Co
- F•••••••• T••••••• I••• formerJan 29, 2008 to Dec 21, 2010 · Denver, Co
- W••••••••• R••••••••• A••••••• to U•• A•••••••left Feb 19, 2014, registered Feb 12, 2014 (-7 days) · Other
- V•• G••••• R••••••••• S••••••••• L•• to W••••••••• R••••••••• A•••••••left Mar 8, 2012, registered Apr 26, 2012 (49 days) · Other
- F•••••••• T••••••• I••• to V•• G••••• R••••••••• S••••••••• L••left Dec 21, 2010, registered Mar 1, 2011 (70 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address