RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• M• C••••••
- W•••••••• W••••• M••••••••• I••• independent RIA currentsince Jul 24, 2018 · Hinsham, Ma
- W•••••••• F•••••••• G••••• I••• formerSep 16, 2008 to Nov 8, 2018 · W••••••••, Ga
- I• A••••••• S•••••••• I••• formerMar 31, 2008 to Sep 19, 2008 · Florham Park, Nj
- W•••••••• F•••••••• G••••• I••• to W•••••••• W••••• M••••••••• I•••left Nov 8, 2018, registered Jul 24, 2018 (-107 days) · channel change inside one enterprise, not a move
- I• A••••••• S•••••••• I••• to W•••••••• F•••••••• G••••• I•••left Sep 19, 2008, registered Sep 16, 2008 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address