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Registered advisor
A••• K••• C••••
Feed of 09/14/2026
Also filed as Andy K Cheng
At current firm
4 y
since Nov 10, 2021
In the industry
17 y
since Dec 19, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 10, 2021 · Arcadia, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 15, 2021 to Oct 20, 2021 · City Of Industry, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 6, 2017 to Dec 31, 2020 · Pasadena, Ca
- T• A••••••••• I••• formerFeb 6, 2017 to Jan 11, 2021 · Pasadena, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 29, 2015 to Jan 23, 2017 · Sierra Madre, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Oct 20, 2021, registered Nov 10, 2021 (21 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to C••••• I••••••••• A••••••• L••left Jan 11, 2021, registered Jan 15, 2021 (4 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 6, 2017 (-1424 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 23, 2017, registered Feb 6, 2017 (14 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address