RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• N••••• S••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Woodland Hills, Ca
- U••• B•••••• I••••••••• I••• formerSep 5, 2018 to Feb 13, 2026 · Los Angeles, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedOct 9, 2014 to Aug 14, 2018 · Beverly Hills, Ca
- R•• S••••••••• I••• BD affiliatedFeb 26, 2014 to Aug 15, 2014 · Los Angeles, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedMar 24, 2008 to Nov 29, 2011 · Burbank, Ca
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- U••• B•••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••left Aug 14, 2018, registered Sep 5, 2018 (22 days) · Affiliated broker-dealer or bank to another
- R•• S••••••••• I••• to U••• B•••••• A•••••••• L••left Aug 15, 2014, registered Oct 9, 2014 (55 days) · Other
- U••• B•••••• A•••••••• L•• to R•• S••••••••• I•••left Nov 29, 2011, registered Feb 26, 2014 (820 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address