DFX Intelligence
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Registered advisor
L••••• M•••• G•••••••
Feed of 09/14/2026
At current firm
2 y
since Jan 19, 2024
In the industry
17 y
since Nov 24, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 19, 2024 · Boston, Ma
- J••• M••••• P•••••• W••••• A••••••• L•• formerFeb 14, 2014 to Mar 21, 2025 · San Francisco, Ca
- M••••• S•••••• wirehouseJan 29, 2010 to Feb 21, 2014 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 21, 2025, registered Jan 19, 2024 (-427 days) · corporate re-registration, not a move
- M••••• S•••••• to J••• M••••• P•••••• W••••• A••••••• L••left Feb 21, 2014, registered Feb 14, 2014 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address